Efficiency of post-stratification for a large-scale forest inventory—case Finnish NFI

Post-stratification based on remotely sensed data is an efficient method in estimating regional-level results in the operational National Forest Inventory. It also enables calculating the results accurately for smaller areas than with the default method of using the field plots only.

Context The utilization of auxiliary information in survey sampling through model-assisted estimation or post-stratification has gained popularity in forest inventory recently. However, post-stratification at a large scale involves practical concerns such as the availability of auxiliary data independent of the sample at hand, and a large number of variables for which the results are needed.
Aims We assessed the efficiency of two different types of post-stratification, either post-stratifying for each variable of interest separately or using one post-stratification for all variables, compared to the estimation based on the field sample plots only. In addition, we examined the precision of area and volume estimates, and the efficiency of post-stratification at different spatial scales.
Methods For post-stratification, we used the volume maps based on Landsat satellite imagery, digital map data, and the sample plot data of the previous inventory. The efficiencies of post-stratifications based on the mean volume and the mean volumes by tree species were compared.
Results In estimating the total volume, the relative efficiency of post-stratification compared to field plot based estimation was 1.54–3.54 over the provinces in South Finland. In estimating the volumes by tree species groups, the relative efficiency was 0.93–2.39. The gain with a separate stratification compared to the stratification based on total mean volume for all variables was at largest 0.69. In the small test areas, the relative standard errors of the total volume estimates decreased on average by 33% by using post-stratification instead of sample plots only. The mean relative efficiency was 2.36.
Conclusion The utilization of an old forest resources map and post-stratification based on the mean volume is an operational approach for the National Forest Inventory. Post-stratification also enables calculating the results accurately for markedly smaller areas than with the field plots only. Post-stratification reduced the probability of very high sampling variances, making the results more robust.

Forest resources map, Precision, Satellite images, Volume estimates

Open Access Publication
Haakana, H., Heikkinen, J., Katila, M. et al. Annals of Forest Science (2019) 76: 9. https://doi.org/10.1007/s13595-018-0795-6

Data availability
The datasets generated and analyzed during the current study are available from the corresponding author on reasonable request. Restrictions apply to the availability of NFI sample plot data because they contain sensitive locational information, and the map data which was used under license from the National Land Survey of Finland.

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